-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qh1qMklILF9SCERcCYGrCAaUfk9Av6Vr804YVAhOPo9VYx9OqID9hVJ2gf6wsj7b YQ1hlq2cVCjOBz++PKSmqQ== 0000905718-08-000400.txt : 20080709 0000905718-08-000400.hdr.sgml : 20080709 20080709122232 ACCESSION NUMBER: 0000905718-08-000400 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080709 DATE AS OF CHANGE: 20080709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLETON DOLL CO CENTRAL INDEX KEY: 0000723209 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 391364345 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55393 FILM NUMBER: 08944359 BUSINESS ADDRESS: STREET 1: N22 W23977 RIDGEVIEW PARKWAY, SUITE 700 CITY: WAUKESHA STATE: WI ZIP: 53188 BUSINESS PHONE: 262-347-2900 MAIL ADDRESS: STREET 1: N22 W23977 RIDGEVIEW PARKWAY, SUITE 700 CITY: WAUKESHA STATE: WI ZIP: 53188 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN CAPITAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN INVESTMENT CO INC DATE OF NAME CHANGE: 19870903 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Margolin Richard Stuart CENTRAL INDEX KEY: 0001331445 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 973 275-5089 MAIL ADDRESS: STREET 1: 488 BERKELEY AVENUE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 SC 13D/A 1 middl13dam2.txt SC13DAM2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE l3D Under the Securities Exchange Act of 1934 (Amendment No. 2)* THE MIDDLETON DOLL COMPANY - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, 6-2/3 cents par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 59669P201 - -------------------------------------------------------------------------------- (CUSIP Number) Richard Margolin 488 Berkeley Avenue South Orange, New Jersey 07079 (973) 275-5089 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 8, 2008 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule l3G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Sections 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip No. 59669P201 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Richard Margolin - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions): (a) Not (b) Applicable - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Source of Funds (See Instructions): PF - -------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): Not Applicable - -------------------------------------------------------------------------------- 6) Citizenship or Place of Organization: United States - -------------------------------------------------------------------------------- Number of 7) Sole Voting Power: 346,572 --------------------------------------- Shares Beneficially 8) Shared Voting Power: 0 --------------------------------------- Owned by Each Reporting 9) Sole Dispositive Power: 346,572 --------------------------------------- Person With 10) Shared Dispositive Power: 0 --------------------------------------- - -------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 346,572 - -------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): Not Applicable - -------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11): 9.1% - -------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions): IN - -------------------------------------------------------------------------------- Item 1. Security and Issuer. ------------------- The class of equity securities to which this Schedule 13D, as amended, relates is the Common Stock, 6-2/3 cents par value per share (the "Shares"), of The Middleton Doll Company, a Wisconsin corporation (the "Company"). The principal executive offices of the Company are located at N22 W23977 Ridgeview Parkway, Suite 700, Waukesha, Wisconsin 53188-1000. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- The Shares purchased by Mr. Margolin (or members of Mr. Margolin's immediate family) were purchased with the personal funds of Mr. Margolin (or members of Mr. Margolin's immediate family). The aggregate amount of funds used in making the purchases reported on this Schedule 13D Amendment No. 2 was approximately $20,497.50 (including brokerage commissions). Item 5. Interest in Securities of the Issuer. ------------------------------------ Based upon the Company's Quarterly Report on Form 10-QSB for the quarterly period ended March 31, 2008, as of April 28, 2008, there were 3,824,811 Shares issued and outstanding. As of July 8, 2008, Mr. Margolin beneficially owned (and had the sole power to vote and dispose of) 346,572 Shares, or approximately 9.1% of the Shares issued and outstanding as of that date. As of July 8, 2008, Mr. Margolin also beneficially owned (and had the sole power to vote and dispose of) 34,148 shares of the Company's Adjustable Rate Cumulative Preferred Stock, Series A, par value $0.01 per share (the "Preferred Shares"), or approximately 9.1% of the Company's Preferred Shares issued and outstanding as of that date. Mr. Margolin, in his capacity as the holder of sole voting and investment authority of more than 5% of the Company's Preferred Shares pursuant to Reg. 13d-3, separately files statements pursuant to Section 13 of the Securities Exchange Act of 1934, as amended, with respect to the Company's Preferred Shares. The following table details the transaction by Mr. Margolin (including immediate family members of Mr. Margolin) in Shares during the sixty (60) days on or prior to July 8, 2008: Date Quantity Price Type of Transaction ---- -------- ----- ------------------- July 8, 2008 91,100 $0.22 Open Market Purchase Except for the transaction listed above, neither Mr. Margolin (including immediate family members of Mr. Margolin), any entity for which Mr. Margolin serves as investment advisor, nor any person or entity controlled by Mr. Margolin has traded Shares during the sixty (60) days on or prior to July 8, 2008. Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 8, 2008 /s/ Richard Margolin --------------------------------------------- Richard Margolin Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----